Company Policies

N.

Policies and procedures Name

1

Policies and procedures for Risk Management .

2

Policies and procedures for Anti-Money Laundering and Terrorist Financing.

3

Policies and procedures for Compliance.

4

Policies and procedures for code of conduct.

5

Policies and procedures for Prevention of leakage of info.

6

Policies and procedures for Dealing with related parties.

7

Policies and procedures for Monitoring Systems & Internal Control Programs.

8

Policies and procedures for Human Resources & Admin.

9

Policies and procedures for Fit & Proper.

10

Policies and procedures for Complaints Unit.

11

Policies and procedures for Investment Portfolio Management and Procedures Asset Management and Operations.

12

Policies and procedures for Emergency & Business continuity.

13

Policies and procedures for Whistleblowing.

14

Policies and procedures for Financial Control and Management Reporting.

15

Policies and procedures for FATCA Policy (Foreign Account Tax Compliance Act).

16

Policies and procedures for Profit Distribution.

17

Policies and procedures for Capital Adequacy.

18

Policies and procedures for Conflict of interests.

19

Policies and procedures for Real Estate Investment.

20

Policies and procedures for CRS.

21

Policies and procedures for Disclosure & Transparency.

22

Policies and procedures for Clients Transaction Register.

23

Policies and procedures for Corporate Governance.

24

Policies and procedures for Bad Debt Provision.

25

Policies and procedures for shareholders rights

26

Policies and procedures for Subsidiary.

27

Policies and procedures for Archive Policy for Companies & Clients.

28

Policies and procedures for granting remuneration to members of the Board of Directors and the Executive Management.

29

Policies and procedures for selecting candidates.

30

Policies and procedures for Social Responsible.

31

Policies and procedures for Chinese Wall.