Regulations list and internal charters

Sr.

BOD charter

1

Approved internal regulation of the company

2

Approving Financials & Administrative for Authorized Signatory of the Co.

3

Organization Chart & Job Description Of the Co.

4

Nomination Committee charter

5

Audit committee charter

6

Risk Committee charter

7

Policies & Procedures

Sr.

Risk Policy

1

Anti-Money Laundry Policy & Procedures

2

Compliance Policy

3

Code of conduct Policy & Procedures

4

Prevention of leakage of information Policy

5

Related Parties Transactions Policy & Procedures

6

Monitoring Systems & Internal Control Programs Policy & Procedures

7

Human Resources & Admin Policy & Procedures

8

Fit & Proper Policy & Procedures

9

Complaints Unit Policy & Procedures Manual

10

Policies and procedures for investment portfolio management activity and operational processes

11

Policies and procedures for the activity of a securities broker not listed on the stock exchange

12

Policies and procedures for emergency plans and business continuity processes

13

Whistleblowing Policy & Procedure

14

Financial Control Policy

15

FATCA Policy & Procedures (Foreign Account Tax Compliance Act.)

16

Profit Distribution Policy & Procedures

17

Capital Adequacy Policy & Procedures

18

Conflict of interests Policy & Procedures

19

Real Estate Investment Policy & procedures

20

CRS Policy & Procedures

21

Disclosure & Transparency Policy & Procedures

22

Corporate Governance Policy & Procedures

23

Bad debit Policy & Procedures

24

Policy on protecting rights of Share Holders & Stake Holders

25

Subsidiary Manual

26

Archive Policy for Companies & Clients

27

Remuneration & Nomination of the Board of Directors and Executive Management.

28

Policy on selecting candidates

29

Corporate Social Responsibility

30

Stake Holder Policy

31

Chinese Wall

32