Record of the policies, Regulations and internal charters applicable to the company.
N. |
Policies and procedures Name |
1 |
Policies and procedures for Risk Management . |
2 |
Policies and procedures for Anti-Money Laundering and Terrorist Financing. |
3 |
Policies and procedures for Compliance. |
4 |
Policies and procedures for code of conduct. |
5 |
Policies and procedures for Prevention of leakage of info. |
6 |
Policies and procedures for Dealing with related parties. |
7 |
Policies and procedures for Monitoring Systems & Internal Control Programs. |
8 |
Policies and procedures for Human Resources & Admin. |
9 |
Policies and procedures for Fit & Proper. |
10 |
Policies and procedures for Complaints Unit. |
11 |
Policies and procedures for Investment Portfolio Management and Procedures Asset Management and Operations. |
12 |
Policies and procedures for Emergency & Business continuity. |
13 |
Policies and procedures for Whistleblowing. |
14 |
Policies and procedures for Financial Control and Management Reporting. |
15 |
Policies and procedures for FATCA Policy (Foreign Account Tax Compliance Act). |
16 |
Policies and procedures for Profit Distribution. |
17 |
Policies and procedures for Capital Adequacy. |
18 |
Policies and procedures for Conflict of interests. |
19 |
Policies and procedures for Real Estate Investment. |
20 |
Policies and procedures for CRS. |
21 |
Policies and procedures for Disclosure & Transparency. |
22 |
Policies and procedures for Clients Transaction Register. |
23 |
Policies and procedures for Corporate Governance. |
24 |
Policies and procedures for Bad Debt Provision. |
25 |
Policies and procedures for shareholders rights |
26 |
Policies and procedures for Subsidiary. |
27 |
Policies and procedures for Archive Policy for Companies & Clients. |
28 |
Policies and procedures for granting remuneration to members of the Board of Directors and the Executive Management. |
29 |
Policies and procedures for selecting candidates. |
30 |
Policies and procedures for Social Responsible. |
31 |
Policies and procedures for Chinese Wall. |