Regulations list and internal charters

Sr.

BOD charter

1

Approved internal regulation of the company

2

Approving Financials & Administrative for Authorized Signatory of the Co.

3

Organization Chart & Job Description Of the Co.

4

Nomination Committee charter

5

Audit committee charter

6

Risk Committee charter

7

Policies & Procedures

Sr.

Risk Policy

1

Anti-Money Laundry Policy & Procedures

2

Compliance Policy

3

Code of conduct Policy & Procedures

4

Prevention of leakage of information Policy

5

Related Parties Transactions Policy & Procedures

6

Monitoring Systems & Internal Control Programs Policy & Procedures

7

Human Resources & Admin Policy & Procedures

8

Fit & Proper Policy & Procedures

9

Complaints Unit Policy & Procedures Manual

10

Policies and procedures for investment portfolio management activity and operational processes

11

Policies and procedures for the activity of a securities broker not listed on the stock exchange

12

Policies and procedures for emergency plans and business continuity processes

13

Whistleblowing Policy & Procedure

14

Financial Control Policy

15

FATCA Policy & Procedures (Foreign Account Tax Compliance Act.)

16

Profit Distribution Policy & Procedures

17

Capital Adequacy Policy & Procedures

18

Conflict of interests Policy & Procedures

19

Real Estate Investment Policy & procedures

20

CRS Policy & Procedures

21

Disclosure & Transparency Policy & Procedures

22

Corporate Governance Policy & Procedures

23

Bad debit Policy & Procedures

24

Policy on protecting rights of Share Holders & Stake Holders

25

Subsidiary Manual

26

Archive Policy for Companies & Clients

27

Remuneration & Nomination of the Board of Directors and Executive Management.

28

Policy on selecting candidates

29

Corporate Social Responsibility

30

Stake Holder Policy

31

Chinese Wall

32

Investment Consultant Policy

33

Operations & Settlements Management Policy

34